The purpose of this Website is to present the activities of Forepont Capital LLC, provide information on its products and has no contractual value. It is intended for the benefit of third party issuers and those seeking information about Forepont Capital LLC.

The information contained herein does not constitute and should not be construed as an investment recommendation or an offering of advisory services or an offer to sell or a solicitation of an offer to buy of such services or operations or any assets or securities in any jurisdiction in which such offer or solicitation, purchase or sale would be unlawful under the securities, insurance, banking, finance, real estate or other laws of such jurisdiction.

The information presented on the Website has not been based on a consideration of any individual investor circumstances and may not be suitable for an investor specific circumstances. The information presented on the Website is not a financial advice, nor should it be construed in any way as tax, accounting, legal or regulatory advice. To that end, investors should seek independent legal and financial advice, including advice as to tax consequences or the suitability to their circumstances, before making any investment decision.

There is no guarantee that any investment strategy will work under all market conditions, and each investor should evaluate their ability to invest for the long-term, especially during periods of downturn in the market. Diversification does not protect an investor against a loss in a particular market; however it allows such investor to spread that risk across various asset classes. Past performance is no guarantee of future results and investments valuation may fluctuate up or down. As a consequence, investors may not be able to recover their initial investment and are not entitled to claim any guaranteed income from such investment.

Investments in unlisted assets are suitable only for long-term investors willing to forego liquidity and put capital at risk for an indefinite period of time.  Investments in unlisted assets are typically highly illiquid – there is no secondary market for private funds, and there may be restrictions on redemptions or assigning or otherwise transferring investments into private funds.

Client complaints

Clients can file complaints by writing directly to the Firm or through an agent or intermediary writing on behalf of the ultimate client. Client complaints are recorded centrally by the Chief Compliance Officer in a dedicated file. Forepont Capital LLC commits to:

  • Acknowledge receipt no later than ten working days from the day the complaint was received, unless the response to the client is provided within this time frame;
  • Provide a response to the client no later than two months between the date the complaint was received and the date the response was sent, unless in exceptional circumstances duly justifiable.

The handling of the complaint by the Firm is free and the client will not incur any fees (administrative, research or other) in relation to the handling of the complaint.

Data protection

Accordingly to the law “Informatique et Libertés” (Loi n°78-17 du 6 Janvier 1978) and the General Data Protection Regulation (Regulation n°2016/679), you have an access right, right of withdrawal, right to correct and to delete all the data containing information on you. You can use your rights by contacting us by postal dispatch at: Forepont Capital LLC.

Conflict of interest

The prevention and detection of conflicts of interest at Forepont Capital LLC falls within the general principles of MiFID which include the following requirements:

  • have a conflicts of interest policy in place;
  • detect situations that may give rise to conflicts of interest;
  • have a conflicts of interest register;
  • advise clients when it has not been possible to resolve a conflict of interest.

Voting rights

Forepont Capital LLC has a voting rights policy which provides all the conditions regarding the exercise of voting rights attached to investment vehicles.

Ottawa and Oslo Conventions

France signed on 3, December 1997 the Ottawa Convention on the prohibition of employment, storage, production and transfer of anti-personnel landmines. France signed on 3 December 2008 the Oslo Convention on elimination of weapons. The AFG (Association Française de Gestion Financière) also published in April 2013 recommendations on the prohibition of financing of weapons. Forepont Capital LLC respects the Conventions and excludes those types of companies.

Copyright

All the content of the website is the property of Forepont Capital LLC. Information broadcast by Forepont Capital LLC on this website could be updated and modified at any time. Any copy, reproduction, entire or partial broadcast of this content, regardless the processing, is not authorized, except with the prior written approval of Forepont Capital LLC.

For more information on any of the above, please contact: julien.tizot@ forepont.com